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Annexure: G-3


                       Communication Based Train Control (CBTC) in Metro Railway Systems

                   1    A centralized control is inescapable to monitor and handle any emergencies.

                        With closed doors to ensure passenger safety, there is a need for opening the train
                        doors on the correct side for the platform which has to be again failsafe to prevent
                        wrong side opening leading to passenger injury.

                   2    In order to achieve safety with a number of trains using the same line, it is essential
                        to provide information to the driver by some sort of “signals” about where to stop or
                        how fast the train can go etc.

                   3    To derive the information required to convey to the driver through “signals”, some
                        form of train detection was essential, to know where exactly the train in question is
                        with reference to other trains or other hurdles.

                   4     To provide means for more than one train to use the same line, it became necessary
                        to divide the line into “blocks” and ensure there is only one train in each “block”.

                   5    To control the trains and allow precedence between slow and fast trains, it became
                        necessary to have stations with turnouts and loops.


                   6    To  ensure  the  points  and  crossings  of  a  turnout  were  set  within  safety  limits  for
                        prevention  of  derailment,  it  was  necessary  to  ‘detect’  the  point  by  the  signalling
                        system before allowing train movement i.e it was necessary to “interlock” the signal
                        with  the  points.  The  interlocking  may  be  achieved  through  Relay  based  or
                        Microprocessor based.

                   7    Centralized Traffic control by a single operator controlling a line to avoid time delay
                        for exchange of information between Station Masters for increasing the line capacity
                        resulted in further advances such as block working, automatic Block signalling.

                   8    The rolling stock must have automatic train protection to eliminate driver errors.

                   9    The  need  for  high  frequency  of  train  service  necessitate  automation  of  train
                        supervision and route setting for quick turn round in terminal stations.

                  10    In Communication Based Train Control (CBTC) signalling system,  the primary train
                        detection is purely based on failsafe communication link between the train and the
                        control  centre  with  the  train  communicating  its  position  continuously  and  the
                        control  centre  communicates  the  position  to  other  trains  for  maintain  the  safety
                        distance between two trains. Track circuits or axle counters if any are used only as a
                        secondary detection in case the Metro operator desires a fall back system.

                  11    Train Spacing and its Impact on Safety and Line Capacity (Headway):

                        Considering the need for higher order of safety, as well due to the presence of halts
                        at frequent intervals of even less than a KM length, Primarily the train detection is
                        done by communication, based on the train location, the movement of authority is
                        to be updated which is known as a moving block, which include a safety envelope
                        behind and in front of a train, always moving along with the train.


                                            Annexure G3: CBTC in Metro Railway Systems            Page 508 of 535
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